30 Oct
Abu Dhabi Global Market (ADGM)
Abu Dhabi
Enforcement Manager
Abu Dhabi Global Market (ADGM) Abu Dhabi, United Arab Emirates Apply now Posted 2 days ago In-Office Job Permanent Competitive Salary
The Manager, Enforcement supports M&E; by managing and carrying out the duties and functions that contribute to the RA’s regulatory objectives.
Job Description
- The Registration Authority’s (RA’s) Monitoring & Enforcement (M&E;) Division is responsible for the monitoring of compliance with and enforcement of ADGM’s commercial legislation.
- M&E; is also responsible for the supervision of ADGM registered auditors and insolvency practitioners.
- The Enforcement Section, within M&E;, is responsible for carrying out the enforcement aspect of these responsibilities,
by assessing and investigating suspected contraventions.
- Manage the effective delivery of the RA’s enforcement strategy in accordance with the yearly operational plan.
- Take a lead role in all Enforcement activities related to addressing and reducing contraventions.
- Plan and lead investigative interviews and draft investigative document requests.
- Help ensure that Enforcement’s investigations are made in accordance with natural justice and completed in a timely fashion.
- Oversee the collection, organization, preservation and disclosure of all documentary evidence and testimony.
- Monitor all Enforcement timelines to ensure compliance and deliver on deadlines.
- Submit appropriate and timely assessments and reports to the Section Head, Enforcement.
- Lead and ensure the continuation of Enforcement work in the absence of the Section Head.
- Work closely with the Monitoring Section and other RA Divisions.
- Support the design and delivery of new and ongoing M&E; initiatives.
- Assist in managing relationships with external stakeholders.
- Monitor and seek to improve the internal processes and procedures of M&E.;
- Work closely with Legal & Policy in the conduct of civil and administrative proceedings.
Managerial
- Creates and participates in a team environment where members consistently drive to improve performances.
- Takes responsibility for mentoring high potential talent within M&E.;
- Support the Section Head, Enforcement in mentoring and guiding junior staff.
Information Security related
- Adhere to responsibilities as per ADGM Information Security policy.
- Maintain confidentiality, integrity, and availability of ADGM Information at all times.
Education
- A Bachelor degree in a legal, financial or business discipline.
Work Experience
- A minimum 6 years’ post graduate experience in law enforcement, forensic accounting, compliance or financial regulation.
- Understanding of the public interest role of regulatory bodies.
- Knowledge and development of regulatory policies and frameworks.
- Ability to oversee and proactively manage large and complex matters.
- Ability to draft submissions, reports and/or recommendations.
- Strong analytical, problem solving and interpersonal skills.
- Ability to manage stakeholder relationships both internally and externally.
- Demonstrated attention to detail.
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▶️ Enforcement Manager | Abu Dhabi, UAE | In-Office
🖊️ Abu Dhabi Global Market (ADGM)
📍 Abu Dhabi