30 Oct
Abu Dhabi Global Market (ADGM)
Abu Dhabi
Enforcement Manager
Abu Dhabi Global Market (ADGM) Abu Dhabi, United Arab Emirates
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Posted 2 days ago In-Office Job Permanent Competitive Salary
The Manager, Enforcement supports M&E; by managing and carrying out the duties and functions that contribute to the RA’s regulatory objectives. Job Description The Registration Authority’s (RA’s) Monitoring & Enforcement (M&E;) Division is responsible for the monitoring of compliance with and enforcement of ADGM’s commercial legislation. M&E; is also responsible for the supervision of ADGM registered auditors and insolvency practitioners. The Enforcement Section, within M&E;, is responsible for carrying out the enforcement aspect of these responsibilities,
by assessing and investigating suspected contraventions. Manage the effective delivery of the RA’s enforcement strategy in accordance with the yearly operational plan. Take a lead role in all Enforcement activities related to addressing and reducing contraventions. Plan and lead investigative interviews and draft investigative document requests. Help ensure that Enforcement’s investigations are made in accordance with natural justice and completed in a timely fashion. Oversee the collection, organization, preservation and disclosure of all documentary evidence and testimony. Monitor all Enforcement timelines to ensure compliance and deliver on deadlines. Submit appropriate and timely assessments and reports to the Section Head, Enforcement. Lead and ensure the continuation of Enforcement work in the absence of the Section Head. Work closely with the Monitoring Section and other RA Divisions. Support the design and delivery of new and ongoing M&E; initiatives.
Assist in managing relationships with external stakeholders. Monitor and seek to improve the internal processes and procedures of M&E.; Work closely with Legal & Policy in the conduct of civil and administrative proceedings. Managerial Creates and participates in a team environment where members consistently drive to improve performances. Takes responsibility for mentoring high potential talent within M&E.; Support the Section Head, Enforcement in mentoring and guiding junior staff. Information Security related Adhere to responsibilities as per ADGM Information Security policy. Maintain confidentiality, integrity, and availability of ADGM Information at all times. Education A Bachelor degree in a legal, financial or business discipline.
Work Experience A minimum 6 years’ post graduate experience in law enforcement, forensic accounting, compliance or financial regulation. Understanding of the public interest role of regulatory bodies. Knowledge and development of regulatory policies and frameworks. Ability to oversee and proactively manage large and complex matters. Ability to draft submissions, reports and/or recommendations. Strong analytical, problem solving and interpersonal skills. Ability to manage stakeholder relationships both internally and externally. Demonstrated attention to detail.
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▶️ Enforcement Manager | Abu Dhabi, UAE | In-Office
🖊️ Abu Dhabi Global Market (ADGM)
📍 Abu Dhabi